Justia U.S. 3rd Circuit Court of Appeals Opinion Summaries
Articles Posted in Trusts & Estates
Giles v. Campbell
Giles was a prisoner in the Delaware penal system. Campbell worked at the Sussex Correctional Institution. Giles brought excessive force and deliberate indifference claims, 42 U.S.C. 1983, against officers, including Campbell, based on a confrontation during Giles’s transfer to Sussex and against others regarding his medical treatment after the incident. The district court granted summary judgment in favor of several defendants, including Campbell, on the basis of qualified immunity, held a bench trial, and entered judgment in favor of remaining defendants. The Third Circuit remanded the summary judgment. On remand, the Delaware Department of Justice, which had represented defendants, notified the court that Campbell had died in July 2006. Giles moved to substitute the administratrix of Campbell’s estate as a defendant. Neither the suggestion of death nor the motion to substitute was served on the estate. The district court denied the motion to substitute, holding that Giles’s claim was not pending under Delaware law and was extinguished. Giles proceeded to trial and the jury found in favor of the remaining defendants. The Third Circuit vacated denial of the motion to substitute, finding that the court lacked jurisdiction over the estate. View "Giles v. Campbell" on Justia Law
Lewis v. Alexander
Plaintiffs brought a putative class action challenging 62 Pa. Stat. 1414, which was enacted to regulate special needs trusts. The comprehensive Medicaid eligibility rules enacted by Congress generally mandate that trusts be counted as assets of those seeking Medicaid, but exempt special needs trusts, which are intended to provide disabled individuals with necessities and comforts not covered by Medicaid. Plaintiffs allege Section 1414 is preempted by 42 U.S.C. 1396p(d)(4). The district court held that all but one of the challenged provisions of Section 1414 was preempted, finding that plaintiffs had a private right of action under both Section 1983 and the Supremacy Clause. The court also held that Section 1414 was severable, certified a class, and appointed class counsel. The Third Circuit affirmed in part, agreeing that the case is justiciable and that plaintiffs have a private right of action. Section 1414's 50% repayment provision, "special needs" provision, expenditure provision, and age restriction are all preempted by federal law. The enforcement provision of Section 1414, however, when used to enforce provisions not otherwise preempted, is a reasonable exercise of the Commonwealth's retained authority to regulate trusts. View "Lewis v. Alexander" on Justia Law