Justia U.S. 3rd Circuit Court of Appeals Opinion Summaries

Articles Posted in Criminal Law
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Francisco, a citizen of Guatemala, obtained lawful U.S. permanent resident status in 1989. In 2012, Francisco pleaded guilty to attempted grand larceny in the second degree in New York; Francisco had obtained a stolen laptop and contacted the laptop’s owner and demanded money. During this exchange, Francisco sent the laptop’s owner sexually explicit pictures that Francisco had found on the laptop. The owner contacted the police. Francisco was sentenced to five years of probation. In 2018, Francisco returned from a trip abroad and sought admission as a returning lawful permanent resident. Instead, Francisco was classified as an arriving alien and was deemed inadmissible under 8 U.S.C. 1182(a)(2)(A)(i)(I) as an alien convicted of a crime involving moral turpitude (CIMT). Francisco filed an unsuccessful application for discretionary relief of cancellation of removal. The BIA dismissed Francisco’s appeal, citing Matter of Diaz-Lizarraga (2016), in which the BIA promulgated a broader standard for determining whether a larceny offense constituted a categorical CIMT and holding that New York’s second-degree grand larceny statute defines a categorical CIMT because it requires the accused to take or withhold property with the intent to permanently or virtually permanently appropriate it or deprive the rightful owner of its use.The Third Circuit vacated, joining other circuits in ruling that the BIA should not have retroactively applied Diaz-Lizarraga. An alien defendant’s decision about whether to plead guilty, implicate distinctively weighty reliance interests; there is no discernable BIA uniformity interest in retroactively applying Diaz-Lizarraga. The BIA uniformly applied the prior standard for more than seven decades before changing course. View "Francisco-Lopez v. Attorney General United States" on Justia Law

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VOG billed itself as an advocacy group helping victims of timeshare fraud get out of their timeshare debts. A jury determined that VOG had actually defrauded its customers and that three individual defendants (including Lacerda) were each knowing participants in that fraud. Lacerda was sentenced to 324 months’ imprisonment for his leading role in the fraudulent enterprise.The Third Circuit affirmed the respective convictions and sentences. The court rejected a claim of impermissible “overview testimony” by an FBI agent; an officer who is familiar with an investigation or was personally involved may tell the story of that investigation—how the investigation began, who was involved, and what techniques were used, and, with a proper foundation, may offer lay opinion testimony and testify about matters within his personal knowledge. The district court did not abuse its discretion when it disqualified defense counsel based on a conflict of interest; when it denied replacement counsel’s motion for a continuance; when it excluded from evidence, as hearsay, an email sent by Lacerda to VOG’s former CFO; in exercising its sentencing discretion; or by ordering the forfeiture of all VOG’s gross proceeds. View "United States v. Lacerda" on Justia Law

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Sims, as a member of the “Black P-Stones,” an interstate gang that trafficked drugs and women, prostituted women online, provided them security while they worked, then collected their money and supplied the women with drugs. Sims and his fellow gang members used force and coercion to trap women in a vicious cycle of drug addiction and prostitution. Sims pleaded guilty to conspiracy to commit sex trafficking by force, fraud, or coercion, 18 U.S.C. 1594(c). The PSR assigned Sims a base offense level of 34 for the conspiracy offense. Sims requested a base offense level of 14, which the Ninth Circuit had applied to the same crime in 2016. The district court applied a base level of 34, opining that the Ninth Circuit’s decision “defies the written words of the Guidelines. It defies logic.” The court imposed a sentence at the bottom of the resulting advisory Guidelines range of 151–188 months’ imprisonment. The Third Circuit affirmed. When a conspiracy offense (like Sims’s conviction under section 1594(c)) is not covered by a specific Guidelines section, then Guidelines section 2X1.1 applies and requires courts to apply the base offense level for the substantive offense underlying the conspiracy. The substantive offenses underlying Sims’s conspiracy conviction were 18 U.S.C. 1591(a) and (b)(1), so Guidelines 2G1.1(a)(1) mandated a base offense level of 34. View "United States v. Sims" on Justia Law

Posted in: Criminal Law
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In 2002, Dooley was tried for five counts of attempted murder, five counts of aggravated assault, possession of an instrument of a crime, and reckless endangerment. A jury found him guilty but mentally ill (GBMI). Dooley filed grievances requesting the “D Stability Code” designation, which would have entitled him to greater mental health resources. A Department of Corrections (DOC) official told Dooley that after the GBMI verdict, the judge ordered a psychiatric evaluation and the report "did not support the GBMI designation and it was deleted from the final order.” The district court dismissed Dooley’s section 1983 complaint without leave to amend and declared that the dismissal constituted a “strike” under the Prison Litigation Reform Act, 28 U.S.C.1915(g).The Third Circuit vacated. On these facts, Dooley’s contention that he retained the GBMI designation, at least to some extent, is not baseless. If, as the DOC contends, a jury found Dooley GBMI and a sentencing judge concluded that Dooley was not severely mentally disabled, that would not have eliminated his GBMI status. Under current DOC policy, it would have placed him in Category II of GBMI inmates, which would have required that he be placed on the D Roster and receive regular psychiatric evaluations. Even if the sentencing judge found him not severely mentally disabled, his GBMI verdict did not disappear or lose all significance. View "Dooley v. Wetzel" on Justia Law

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Stephens called 911 and reported that Gibbons hit her and had a gun in his truck. The police responded. Stephens obtained a temporary restraining order, prohibiting Gibbons from possessing firearms and from returning to Stephens’s house. The next day, Gibbons went to Stephens’s house. Stephens was talking on the phone; the friend called the police. Gibbons left Stephens’s house. Trooper Conza arrived. Stephens stated that Gibbons had waved a gun throughout their argument. Conza told Stephens to go to the police barracks and reported over the radio that Gibbons had brandished a firearm. Conza, with Troopers Bartelt and Korejko, visited the nearby home of Gibbons’s mother, James. James stated that she did not know where Gibbons was and that he might be off his schizophrenia medication. While driving to the barracks, Stephens saw Gibbons walking alongside the road and called 911. The Troopers responded. Bartelt parked his car and, exiting, observed that Gibbons was pointing a gun at his own head. Bartelt drew his weapon, stood behind his car door, and twice told Gibbons to drop his weapon. Gibbons did not comply. Bartelt shot Gibbons twice within seconds of stopping his car. Gibbons died that night.In James’ suit under 42 U.S.C. 1983, the Third Circuit held that Bartelt is entitled to qualified immunity because he did not violate Gibbons’s clearly established rights. Bartelt’s pre-standoff knowledge of Gibbons differs from that of officers involved in cited cases. Bartelt could reasonably conclude that Gibbons posed a threat to others. View "James v. New Jersey State Police" on Justia Law

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In 1976, the body of 15-year-old “Kathy” was found near her Indiana County, Pennsylvania home. Kathy’s death involved a brutal assault, rape, and a gunshot to the head. Kathy's sisters, ages nine and 12, stated that she had gotten into a car with a man with blue eyes, black hair that came below his ears and curled at the ends, sideburns, heavy eyebrows, and a heavy mustache. Fogle had “straight reddish-blonde hair that dropped down his back and a matching, full beard that reached his waist.” After three years, Fogle became a suspect because a psychiatric patient described seeing Kathy get in a car with Fogle and his brother. The story was largely inconsistent with statements by Kathy’s sisters. Jailhouse informants were recruited and counseled by law enforcement with promises of leniency. The prosecutors “either knew about, encouraged, or permitted” this strategy. A jury found Fogle guilty of second-degree murder. In 2015, Fogle obtained DNA evidence excluding both himself and his brother as the source of semen collected from Kathy. His conviction was vacated. The Commonwealth declined to pursue new charges, describing the case as lacking “prosecutorial merit.”Fogle, having spent three decades in prison, sued the prosecutors and Indiana County under 42 U.S.C. 1983. The Third Circuit affirmed the denial of their motions to dismiss based on absolute immunity. Only truly prosecutorial functions, not investigative conduct, justify complete protection from suit. Fogle’s complaint alleges actions that fall outside the narrow doctrine of absolute immunity. View "Fogle v. Sokol" on Justia Law

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The Pennsylvania Attorney General (OAG) charged Walker with forgery and computer crimes. The prosecutor and the lead investigator requested that Penn State produce Walker’s emails from her employee account. At Penn’s request, they obtained a subpoena. The subpoena was missing information regarding the date, time or place where the testimony or evidence would be produced, or which party was requesting the evidence. The subpoena was incomplete and unenforceable. The prosecutor offered the subpoena to Penn’s Assistant General Counsel, who instructed an employee to assist. After the OAG obtained Walker’s emails, the pending criminal charges were dismissed with prejudice. Walker filed suit under 42 U.S.C. 1983. The district court dismissed, citing qualified immunity because Walker did not have a clearly established right to privacy in her work emails. A Third Circuit panel affirmed, reasoning that Penn produced the emails voluntarily, rather than under coercion resulting from the invalid subpoena and was acting within its legal authority and through counsel.The Third Circuit affirmed the dismissal of Walker's amended complaint, alleging violations of the Stored Communications Act, 18 U.S.C. 2701 (SCA). The SCA is inapplicable because Penn does not provide electronic communication services to the public. Penn acted within its rights as Walker’s employer in voluntarily disclosing her work emails. Penn’s search of its server to produce Walker’s emails is not prohibited by the SCA, regardless of whether its counsel was induced by deceit or knowingly cooperative. It is the law of the case that Penn consented to disclose Walker’s emails. View "Walker v. Coffey" on Justia Law

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Doreen Proctor reported drug activity in her neighborhood and cooperated with law enforcement. She was murdered. Tyler was acquitted of her murder in state court. A federal grand jury thereafter charged Tyler with witness tampering by murder, 18 U.S.C. 1512(a)(1)(C) and witness tampering by intimidation, 18 U.S.C. 1512(b)(3). Because legal errors resulted in overturned verdicts, Tyler was tried and found guilty three times. The district court set aside the third guilty verdict, concluding that there was insufficient evidence for a reasonable juror to conclude that Tyler had the intent to murder or intimidate Proctor to prevent her from communicating with a qualifying officer.The Third Circuit reversed and directed the district court to reinstate the guilty verdict. The district court erred in ruling that the Supreme Court’s 2011 decision, Fowler v. United States, applies only to situations where a defendant does not know the identity of a specific law enforcement officer to whom the witness would have communicated. There was sufficient evidence upon which a rational juror could conclude that Tyler acted with intent to prevent Proctor from communicating with law enforcement, and there was a “reasonable likelihood” that she would have communicated with a qualifying law enforcement officer had she not been murdered. View "United States v. Tyler" on Justia Law

Posted in: Criminal Law
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Folk was convicted of distribution and possession with intent to distribute cocaine and cocaine base, two counts of using a firearm to further a drug trafficking offense, and of felon in possession of a firearm. The PSR deemed Folk a career offender under U.S.S.G. 4B1.1 because he had prior felony convictions for “crimes of violence” and recommended enhancing Folk’s Guidelines range from 384-465 months to between 420 months and life imprisonment. The district court discussed Folk’s previous convictions: two robberies in 2001, simple assault in 2003, and terroristic threats in 2003, and adopted the PSR’s recommended range but sentenced Folk to 264 months’ imprisonment. His conviction was affirmed; Folk did not challenge his sentence or his career-offender designation.A subsequent 28 U.S.C 2255 motion argued that Folk's career-offender designation was invalid because the Supreme Court’s 2015 “Johnson” decision rendered section 4B1.2(a) void. The district court denied the motion. The Third Circuit affirmed. A challenge to an incorrect career-offender designation under the Guidelines is not an omission inconsistent with the rudimentary demands of fair procedure and is not cognizable under section 2255. An incorrect designation that results in a sentence within the statutory maximum is not a fundamental defect inherently resulting in a complete miscarriage of justice. The court denied Folk’s motion to expand the certificate of appealability because he does not satisfy the standard for a second 2255 motion. View "United States v. Folk" on Justia Law

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While running for office in Hoboken, New Jersey, Raia directed campaign volunteers to bribe voters with $50 payments to vote for him by absentee ballot and support a measure he favored. Convicted of conspiring to use the mails to promote unlawful activity, Raia was sentenced to three months imprisonment. With the government’s appeal of the sentence pending, Raia reported to the federal correctional institute. Shortly thereafter, he asked the Bureau of Prisons to move for compassionate release on his behalf. Before BOP responded, and before 30 days passed, Raia filed his own motion for compassionate release given the COVID-19 pandemic. Raia claimed he faces heightened risks because he is 68-years old and suffers from Parkinson’s Disease, diabetes, and heart issues.The district court denied the motion, concluding that the pending appeal divested it of jurisdiction. Raia then asked the Third Circuit to decide his compassionate-release motion or to return jurisdiction to the district court by dismissing the government’s appeal. The Third Circuit rejected the motion. The First Step Act empowers criminal defendants to request compassionate release for “extraordinary and compelling reasons,” 18 U.S.C 3582(c)(1)(A)(i), but those defendants must first ask the BOP to do so on their behalf, give BOP 30 days to respond, and exhaust available administrative appeals before submitting their motion to “the [sentencing] court.” View "United States v. Raia" on Justia Law

Posted in: Criminal Law