Justia U.S. 3rd Circuit Court of Appeals Opinion Summaries

Grimes, a former professor of engineering at Pennsylvania State University and the owner of three research companies, pled guilty to wire fraud, 18 U.S.C. 1343; false statements, 18 U.S.C. 1001; and money laundering, 18 U.S.C. 1957, based on his fraudulent conduct involving federal science grants. The plea agreement in indicated that his advisory sentencing range under the USSG would be 41 to 51 months and contained a waiver of Grimes’s direct and collateral appeal rights. Grimes and his attorney signed acknowledgements that they had read the agreement and that the plea was voluntary. During his plea colloquy, Grimes discussed the agreement with the judge and acknowledged that no one could guarantee how the court would sentence him. The district court sentenced Grimes to 41 months’ imprisonment, at the bottom of the Guidelines range of 41 to 51 months. The Third Circuit rejected Grimes’s argument that his appellate waiver was not knowing and voluntary because it contained a waiver of his right to collaterally challenge his guilty plea, conviction, or sentence that did not exempt Sixth Amendment ineffective assistance of counsel claims. Grimes claimed that he could not have knowingly and voluntarily agreed to waive his appellate rights because his trial counsel faced an inherent, actual conflict of interest in negotiating and advising him on the waiver. View "United States v. Grimes" on Justia Law

Andrea and Aaron lived together with their infant son from 2007 until 2009, when Andrea obtained an order of protection that described Aaron’s history of violence, including incidents of choking, slapping, and giving Andrea a black eye. Aaron had a criminal history that included check fraud, intimidation of another woman with whom he had a child, and shoplifting as a juvenile. He had also been charged with “indecent assault/rape” but found not guilty. Aaron’s father, Michael, a police officer, was aware of his son’s history and that two of Aaron’s children had died under mysterious circumstances while in his custody (he later confessed to killing them). Aaron had a room in his father’s home, drove his father’s truck, and received mail at his father’s address. Five days after the order issued Aaron returned to Andrea’s apartment and threatened to “cut her up.” An arrest warrant for Aaron issued. While Michael was on vacation, Aaron went to his home, found a copy of the criminal complaint against him, drank a bottle of 99-proof alcohol, ransacked the house and found his father’s service-issued gun, then used it to kill Andrea. Aaron was later killed by police, outside his father’s house. Andrea’s estate sued Michael for civil damages under 42 U.S.C. 1983. The district court denied Michael’s motion for summary judgment asserting qualified immunity and statutory immunity. The Third Circuit reversed, with instructions to dismiss, finding that Michael’s conduct fell within the immunity established by the Child Safety Lock Act of 2005, 18 U.S.C. 922(z)(3). View "Estate of Arrington v. Michael" on Justia Law

George, a 21-year old U.S. citizen, was scheduled to fly from Philadelphia to California to begin his senior year at Pomona College. George claims that at the Philadelphia International Airport, he was detained, interrogated, handcuffed, and then jailed, because he was carrying a deck of Arabic-English flashcards and a book critical of American interventionism. The flashcards included every day words and phrases such as “yesterday,” “fat,” “thin,” “really,” “nice,” “sad,” “cheap,” “summer,” “pink,” and “friendly,” but also contained such words as: “bomb,” “terrorist,” “explosion,” “attack,” “battle,” “kill,” “to target,” “to kidnap,” and “to wound.” George had a double major in Physics and Middle Eastern Studies and had traveled to Jordan to study Arabic as part of a study abroad program; he then spent five weeks traveling in Ethiopia, Egypt and Sudan. He was released after about five hours. In his suit against three employees of the Transportation Security Administration and two FBI Joint Terrorism Task Force members, the district court’s denied motions in which the defendants asserted that they were entitled to qualified immunity against claims that they violated George’s Fourth and First Amendment rights. The Third Circuit reversed and ordered the case dismissed. View "George v. Rehiel" on Justia Law

In 2009, to “preserve Delaware’s pre-eminence in offering cost-effective options for resolving disputes, particularly those involving commercial, corporate, and technology,” Delaware granted the Court of Chancery power to arbitrate business disputes. That Court then created an arbitration process as an alternative to trial for certain disputes, 10 DEL. CODE tit. 10, 349; Del. Ch. R. 96-98. To qualify for arbitration, at least one party must be a business entity formed or organized under Delaware law, and neither can be a consumer. Arbitration is limited to monetary disputes that involve an amount of at least one million dollars. The fee for filing is $12,000, and the arbitration costs $6,000 per day after the first day. Arbitration begins approximately 90 days after the petition is filed. The statute and rules bar public access. Arbitration petitions are confidential and are not included in the public docketing system. Attendance at proceedings is limited to parties and their representatives, and all materials and communications produced during the arbitration are protected from disclosure in judicial or administrative proceedings. The Coalition challenged the confidentiality provisions. The district court found that Delaware’s proceedings were essentially civil trials that must be open to the public, under the First Amendment. The Third Circuit affirmed. View "Delaware Coal. for Open Gov't v. Strine" on Justia Law

In 2009-2010, Delaware, Maryland, and New Jersey had a wave of pharmacy burglaries, many of which affected Rite Aid pharmacies. The FBI joined the investigation. A suspect emerged: an electrician, Harry Katzin, had recently been caught burglarizing a Rite Aid pharmacy; his brothers also had criminal histories that included burglary and theft. Over the following months, the Katzins were repeatedly seen outside pharmacies where phone lines had been cut. After consulting with the U.S. Attorney, but without obtaining a warrant, the FBI affixed a “slap-on” GPS tracker to the exterior of Harry’s van. Within days, state troopers stopped the van on a Pennsylvania highway. Local police notified the troopers that the Rite Aid closest to where the van had been parked had been burglarized. Inside the van, troopers found the Katzin brothers. From outside of the van, the troopers could see pill bottles and Rite Aid storage bins. The police impounded the van and arrested the Katzin brothers. The district court suppressed the evidence found in the van. The Third Circuit affirmed, holding that police must obtain a warrant prior to a GPS search and that the conduct in this case cannot be excused based on good faith. All three brothers had standing to challenge evidence recovered from Harry’s van. View "United States v. Katzin" on Justia Law

Doreen Proctor’s body was found beside a Pennsylvania country road in 1992, shot in the head and chest, badly beaten, and stabbed repeatedly. She had been scheduled to testify that day as a witness against Tyler, the defendant’s brother, in state court, as a confidential informant in making four controlled buys of cocaine from Tyler and from three other individuals: Evans, Hodge, and Brooks. She had testified against the four at their preliminary hearing and her testimony at Hodge’s trial resulted in a conviction. After Proctor’s death, the remaining trials were halted. Defendant was acquitted of murdering Proctor, but convicted of witness intimidation and served a term in state prison. After his release, federal prosecutors charged him with witness tampering by murder and by intimidation, 18 U.S.C. 1512. He was convicted and sentenced to life imprisonment. The conviction was affirmed. In 2009 the defendant filed a pro se motion, arguing that two recent Supreme Court decisions limited the scope of the witness tampering statute and rendered the acts for which he was convicted non-criminal. The district court denied relief. The Third Circuit remanded for an evidentiary hearing to give defendant an opportunity to present evidence of actual evidence. View "United States v. Tyler" on Justia Law

In 2010 the Supreme Court held, in Miller v. Alabama, that mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment prohibition on cruel and unusual punishments. Three individuals, each serving a mandatory sentence of life without the possibility of parole for offenses committed as juveniles, sought authorization to file successive habeas corpus petitions under 28 U.S.C. 2254 and 2255 to raise Miller claims. The parties agreed that Miller states a new rule of constitutional law, but Pennsylvania (the state in which two petitioners were convicted) argued that Miller was not retroactive; the federal prosecutor claimed that Miller was retroactive but that the other petitioner’s sentence satisfied the new Miller rule. The Third Circuit found that the petitioners had made a prima facie showing that Miller is retroactive and authorized successive habeas petitions. View "In re: Grant" on Justia Law

Elonis’s wife left their home with their children. Elonis began experiencing trouble at work at an amusement park, reportedly leaving early and crying at his desk. An employee Elonis supervised, Morrissey, claimed sexual harassment. In October Elonis posted on Facebook a photograph taken for his employer’s Halloween Haunt. The photograph showed Elonis in costume holding a knife to Morrissey’s neck. Elonis added the caption “I wish.” Elonis’s supervisor saw the posting and fired Elonis. Days later, Elonis began posting statements on Facebook about having “keys for the fucking gates … sinister plans for all my friends,” and, concerning his wife, “would have smothered your ass … dumped your body … and made it look like a rape and murder” that their son “should dress up as matricide for Halloween … head on a stick” and “I’m not going to rest until your body is a mess, soaked in blood and dying from all the little cuts.” Following issuance of a state court protective order, Elonis posted statements concerning shooting at his wife’s house, using explosives, and “I’m checking out and making a name for myself … hell hath no fury like a crazy man in a kindergarten class.” After being visited by federal agents, he posted statements about blowing up SWAT members. Elonis was convicted of transmitting in interstate commerce communications containing a threat to injure the person of another, 18 U.S.C. 875(c). The Third Circuit affirmed, rejecting an argument that he did not subjectively intend his Facebook posts to be threatening. A 2003 Supreme Court decision, Virginia v. Black, did not overturn its prior holding that a statement is a true threat when a reasonable speaker would foresee the statement would be interpreted as a threat. View "United States v. Elonis" on Justia Law

The U.S. Coast Guard had received information from the U.S. DEA, which learned from British Virgin Island law enforcement, which learned from Grenadian law enforcement, that the U.S.-registered vessel“Laurel” might be smuggling illegal narcotics. The Laurel, under the command Benoit, who has dual citizenship with the U.S. and Grenada, was intercepted in international waters. Coast Guard officers conducted a routine safety inspection, which the Laurel passed. They unsuccessfully attempted to conduct an at-sea space accountability inspection; rough waters made areas of the vessel inaccessible. Officer Riemer questioned Benoit and his crew, Williams, about their destination and purpose. Benoit gave inconsistent answers. Riemer conducted ION scan swipes; none came back positive for any explosive, contraband, or narcotics. The Laurel was directed to a U.S. port, where a canine boarded and alerted to narcotics. Still unable to access the entire vessel, officers directed Benoit to sail the Laurel to St. Thomas to enable a Vehicle and Container Inspection System (VACIS) search for anomalies in the vessel, which revealed anomalous masses. A Customs officer drilled a hole and found a substance that field-tested as cocaine. Officers cut a larger hole, revealing an area filled with brick-like packages. Laboratory tests revealed the bricks were cocaine hydrochloride with a net weight of 250.9 kilograms. After denial of two motions to suppress, Benoit and Williams were convicted of conspiracy to possess with intent to distribute five kilograms or more of cocaine while on a vessel subject to U.S. jurisdiction (46 U.S.C. 70503(a)(1), 70506(a), 70506(b); 21 U.S.C. § 841(a)(1), 841(b)(1)(A)(ii)); aiding and abetting possession with intent to distribute five kilograms or more of cocaine while on a vessel subject to U.S. jurisdiction; and attempted importation of cocaine. The Third Circuit affirmed. View "United States v. Benoit" on Justia Law

Seeking to address illegal sports wagering and to improve its economy, New Jersey sought to license gambling on rofessional and amateur sporting events. Sports leagues sought to block those efforts, claiming, with the United States intervening, that the proposed law violates the Professional and Amateur Sports Protection Act of 1992 (PASPA), 28 U.S.C. 3701, which prohibits most states from licensing sports gambling. New Jersey argued that the leagues lacked standing because they suffer no injury from legalization of wagering on their games and that PASPA was beyond Congress’ Commerce Clause powers. The state claimed that PASPA violates principles under the system of dual state and federal sovereignty: the “anti-commandeering” doctrine, on the ground that PASPA impermissibly prohibits states from enacting legislation to license sports gambling; and the “equal sovereignty” principle, in that PASPA permits Nevada to license sports gambling while banning other states from doing so. The district court enjoined New Jersey from licensing sports betting. The Third Circuit affirmed, holding that the leagues have Article III standing to enforce PASPA and that PASPA is constitutional. The court noted that accepting New Jersey’s arguments would require extraordinary steps, including invalidating a law under the anti-commandeering principle (the Supreme Court has only twice done so) and expanding that principle to suspend commonplace operations of the Supremacy Clause over state activity contrary to federal laws. View "Nat'l Collegiate Athletic Ass'n v. Governor of NJ" on Justia Law