Justia U.S. 3rd Circuit Court of Appeals Opinion Summaries

Jorge Rivera-Guadalupe was living in a rooming house in Harrisburg, Pennsylvania, when he was mugged and robbed. His friend, Christopher Valkosak, came to stay with him for protection. The next evening, Valkosak was shot by a stranger in the hallway outside Rivera-Guadalupe’s room. Detective Jacob Pierce investigated the incident, interviewed a neighbor who described the shooter as a tall Black male, and obtained a search warrant for Rivera-Guadalupe’s room. The search yielded marijuana, a knife, and IDs but no gun. Rivera-Guadalupe was arrested and charged with multiple offenses, including attempted homicide and possession of marijuana. He was acquitted of all charges after being incarcerated for over eighteen months.The United States District Court for the Middle District of Pennsylvania dismissed claims against other defendants but allowed the malicious prosecution claim against Det. Pierce to proceed. Det. Pierce sought dismissal based on qualified immunity, arguing that probable cause for some charges precluded a malicious prosecution claim. The District Court, referencing Johnson v. Knorr, held that probable cause for one charge does not insulate officers from liability for malicious prosecution on other charges lacking probable cause. Det. Pierce’s motion for judgment on the pleadings was denied, and he appealed.The United States Court of Appeals for the Third Circuit reviewed the case. The court concluded that the right to be prosecuted only on charges supported by probable cause was not clearly established at the time of Rivera-Guadalupe’s prosecution due to conflicting precedents within the circuit and among other circuits. The court reversed the District Court’s denial of qualified immunity for Det. Pierce and remanded the case with instructions to dismiss on that basis. The court clarified that the any-crime rule applies to false arrest claims but not to malicious prosecution claims. View "Rivera-Guadalupe v. Pierce" on Justia Law

In May 2017, Jorge Rivera-Guadalupe was living in a rooming house in Harrisburg, Pennsylvania. After being mugged, his friend Christopher Valkosak stayed with him. The next night, Valkosak was shot by a man in a black hoodie. Detective Jacob Pierce investigated and obtained a search warrant for Rivera-Guadalupe’s room, finding marijuana and other items but no gun. Rivera-Guadalupe was arrested and charged with multiple offenses, including attempted homicide. At trial, the prosecution dropped some charges, and Rivera-Guadalupe was acquitted of the remaining charges after being incarcerated for over eighteen months.The Middle District of Pennsylvania dismissed claims against other defendants but allowed the malicious prosecution claim against Det. Pierce to proceed. Det. Pierce sought dismissal based on qualified immunity, arguing that probable cause for one charge should shield him from liability for malicious prosecution on other charges. The District Court, referencing Johnson v. Knorr, denied qualified immunity, distinguishing it from Wright v. City of Philadelphia, which applied the "any-crime" rule to false arrest claims.The United States Court of Appeals for the Third Circuit reviewed the case. The court concluded that the right to be prosecuted only on charges supported by probable cause was not clearly established in 2017 due to conflicting precedents in Wright and Johnson. The court noted that the Supreme Court's recent decision in Chiaverini v. City of Napoleon clarified that probable cause for one charge does not defeat a malicious prosecution claim for other charges lacking probable cause. However, this was not clearly established law at the time of Rivera-Guadalupe’s arrest. Therefore, the Third Circuit reversed the District Court’s denial of qualified immunity for Det. Pierce and remanded the case for dismissal on that basis. View "Jorge Rivera-Guadalupe v. City of Harrisburg" on Justia Law

Henry Washington, a state prisoner, alleged that prison guard T.S. Oswald sexually assaulted him twice, once in 2013 and again in 2015. During the first incident, Washington claimed that Oswald and another guard handcuffed him, fondled him, and attempted to insert a nightstick into his rectum, causing him to bleed. In the second incident, Oswald allegedly fondled Washington and attempted to insert his finger into Washington's rectum while escorting him back to his cell.Washington sued Oswald under 42 U.S.C. § 1983 for cruel and unusual punishment. The jury found in favor of Washington, awarding him $20,000 in compensatory damages and $25,000 in punitive damages for the 2013 assault, and $20,000 in compensatory damages and $200,000 in punitive damages for the 2015 assault. Oswald moved for judgment as a matter of law or a new trial, arguing insufficient evidence and excessive punitive damages. The United States District Court for the Western District of Pennsylvania denied these motions.The United States Court of Appeals for the Third Circuit reviewed the case. The court held that there was sufficient evidence for the jury to find Oswald liable for both assaults. The court also upheld the punitive damages, finding them not excessive under the Due Process Clause. The court noted that Oswald's actions were highly reprehensible, the punitive damages were proportionate to the harm caused, and the awards were consistent with those in comparable cases. The court affirmed the District Court's decision, maintaining the jury's awards. View "Washington v. Gilmore" on Justia Law

Several contractors and an employee, who regularly handle public works projects for PennDOT and SEPTA, challenged Philadelphia's requirement for project labor agreements (PLAs) on public projects. These PLAs mandated union recognition and membership, and set workforce diversity goals. The plaintiffs argued that these requirements violated their First Amendment rights and the Equal Protection Clause, as well as 42 U.S.C. § 1981. They were ineligible to bid on certain city projects due to their existing collective bargaining agreements with the United Steelworkers, which is not affiliated with the required unions.The United States District Court for the Eastern District of Pennsylvania granted summary judgment to Philadelphia. The court found that the plaintiffs lacked standing to challenge the union-eligibility requirement and failed to show that the diversity requirement caused them harm based on race. The court also concluded that the plaintiffs' § 1981 claim failed because race was not a but-for cause of their inability to work on city projects with PLAs.The United States Court of Appeals for the Third Circuit reviewed the case and found that the plaintiffs had standing to challenge the union-eligibility requirement under the First Amendment. The court determined that the plaintiffs suffered a concrete and particularized injury by being ineligible to bid on city projects due to the PLAs. The court also found that the plaintiffs' claims were not moot despite Philadelphia's subsequent changes to the PLAs, as the plaintiffs sought damages for past violations and prospective relief.The Third Circuit also found that the plaintiffs had standing to raise an Equal Protection claim, as they demonstrated an intent to bid on future projects covered by the PLAs. The court vacated the District Court's judgment and remanded the case for further proceedings to consider the merits of the plaintiffs' First Amendment, Equal Protection Clause, and § 1981 claims. View "Road-Con Inc v. City of Philadelphia" on Justia Law

William Webb, an inmate at James T. Vaughn Correctional Center (JTVCC) in Delaware, sued prison officials for failing to schedule court-ordered visits with his daughter. A Delaware family court had granted Webb visitation rights in October 2020, but since then, only one visit occurred in 2021, lasting fifteen minutes and concluding without incident. Webb filed a grievance through the prison’s internal process, which was returned unprocessed. He then wrote to three prison officials but received inadequate responses. Webb, representing himself, filed a lawsuit alleging that prison officials violated his constitutional right to reunification with his daughter.The United States District Court for the District of Delaware dismissed Webb’s complaint under the screening provisions of 28 U.S.C. §§ 1915A(b) and 1915(e)(2)(B). The court held that Webb failed to exhaust JTVCC’s internal grievance process and did not state a valid constitutional claim. The court also determined that allowing Webb to amend his complaint would be futile.The United States Court of Appeals for the Third Circuit reviewed the case. The court first addressed the timeliness of Webb’s appeal, applying the prison mailbox rule to JTVCC’s electronic filing system. The court held that Webb’s notice of appeal was timely filed when he placed it in the designated mailbox on November 22, 2022. On the merits, the court found that Webb’s complaint did not definitively show a failure to exhaust administrative remedies and plausibly alleged a constitutional claim under the First and Fourteenth Amendments. The court reversed the District Court’s dismissal and remanded the case for further proceedings. View "Webb v. Department of Justice" on Justia Law

Roy Lee Williams, a death-row inmate with a history of mental illness, was held in solitary confinement for twenty-six years. Williams filed a lawsuit claiming that his prolonged solitary confinement without penological justification violated the Eighth Amendment's prohibition against cruel and unusual punishment and the Americans with Disabilities Act (ADA). The District Court granted summary judgment in favor of the defendants, ruling that the former Secretary of the Pennsylvania Department of Corrections (DOC) was entitled to qualified immunity on the Eighth Amendment claim and that Williams could not prove deliberate indifference under the ADA.Before the summary judgment, the District Court dismissed Williams' Fourteenth Amendment claim for failure to state a claim. Williams appealed both the summary judgment and the dismissal of his Fourteenth Amendment claim.The United States Court of Appeals for the Third Circuit reviewed the case. The court concluded that the Secretary had "fair and clear warning" that keeping Williams in solitary confinement without penological justification was unconstitutional, thus rejecting the qualified immunity defense. The court held that it was clearly established that someone with a known preexisting serious mental illness has a constitutional right not to be held in prolonged solitary confinement without penological justification.Regarding the ADA claim, the court found that the District Court erred in concluding that a trier of fact could not find the DOC deliberately indifferent to the risk of harm caused by placing and keeping Williams in solitary confinement despite his mental illness. The court vacated the District Court's grant of summary judgment on both the Eighth Amendment and ADA claims and remanded for further proceedings. However, the court affirmed the dismissal of Williams' Fourteenth Amendment claim. View "Williams v. Secretary Pennsylvania Department of Corrections" on Justia Law

In 2015, Eddie Williams was prosecuted in Pennsylvania for crimes related to a dispute over illegal drug profits, resulting in one death and one serious injury. Williams, along with Rick Cannon and Akeita Harden, was implicated in the incident. Cannon pleaded guilty to multiple charges, including homicide, and Williams was tried jointly with Harden. During the trial, the judge read Cannon's Criminal Information, which included charges naming Williams as a co-conspirator, to the jury. Williams was found guilty on all counts and sentenced to life imprisonment plus additional years.Williams filed a Post-Conviction Relief Act (PCRA) petition in 2017, arguing ineffective assistance of counsel due to his attorney's failure to object to the reading of Cannon's Criminal Information. The PCRA court denied the petition, and the Pennsylvania Superior Court affirmed. The Pennsylvania Supreme Court denied further appeal. Williams then filed a habeas corpus petition in the United States District Court for the Middle District of Pennsylvania, which granted relief, finding a violation of the Confrontation Clause and ineffective assistance of counsel.The United States Court of Appeals for the Third Circuit reviewed the case. The court held that the reading of Cannon's Criminal Information, which included testimonial statements implicating Williams, violated the Confrontation Clause. The court also found that Williams's counsel was ineffective for failing to object to the reading, which prejudiced Williams's defense. The Third Circuit affirmed the District Court's decision to grant habeas relief, concluding that the errors had a substantial and injurious effect on the jury's verdict. The case was remanded for the District Court to issue a writ of habeas corpus. View "Williams v. District Attorney Lebanon County" on Justia Law

Judith Maureen Henry was mistakenly arrested on a warrant intended for another woman with the same name who had skipped parole in Pennsylvania. The warrant included Henry's home address and driver’s license photo. Henry was detained for over two weeks, despite her repeated claims of innocence and requests for fingerprint comparison. She was eventually released after Pennsylvania officials confirmed her fingerprints did not match those of the actual parole violator.The United States District Court for the District of New Jersey reviewed the case and denied a motion to dismiss filed by six deputy United States Marshals. The Marshals argued for qualified immunity, claimed that Henry could not pursue her claims under Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, and contended that her complaint failed to state a claim. The District Court rejected these arguments, citing a need for further factual development.The United States Court of Appeals for the Third Circuit reviewed the case and reversed the District Court’s decision. The Third Circuit held that Henry’s claims presented a new context under Bivens, as her arrest was based on a valid warrant and her mistaken-identity arrest was constitutionally valid. The court found that the Marshals’ actions did not violate the Fourth Amendment and that Henry’s other claims, including those for failure to investigate her innocence and failure to present her to a magistrate, also presented a new context. The court concluded that separation of powers concerns precluded extending Bivens to this new context. Additionally, Henry’s claims under 42 U.S.C. § 1985(3) and the New Jersey Civil Rights Act were dismissed, as she failed to provide sufficient factual allegations of discriminatory animus and the Westfall Act barred her NJCRA claim. The Third Circuit remanded the case for dismissal of Henry’s claims against the Marshals. View "Henry v. Essex County" on Justia Law

Fernando Nunez, Jr., an inmate in Pennsylvania, filed a lawsuit against officials of the Pennsylvania Department of Corrections (DOC) under the Religious Land Use and Institutionalized Persons Act (RLUIPA). Nunez, a devout Muslim, claimed that the DOC violated his religious rights by denying him accommodations to consummate his marriage and have ongoing conjugal visits, engage in congregate prayer with visitors, and undergo a religious circumcision.The United States District Court for the Middle District of Pennsylvania granted summary judgment in favor of the DOC. The court concluded that the DOC had compelling interests in denying Nunez's requests and that there were no less restrictive alternatives available. The court relied on affidavits from DOC officials, which cited concerns about safety, security, health, and resource constraints. The court found that Nunez failed to disprove that the DOC's policies were the least restrictive means of furthering these interests.The United States Court of Appeals for the Third Circuit reviewed the case and found that the District Court did not properly hold the DOC to its burden under RLUIPA. The Third Circuit concluded that the DOC failed to provide sufficient evidence to support its claims of compelling interests and did not adequately consider less restrictive alternatives. The court emphasized that RLUIPA requires a rigorous and fact-intensive inquiry and that the DOC's "mere say-so" was insufficient to meet this standard. The Third Circuit vacated the District Court's judgment and remanded the case for further proceedings, allowing the DOC to supplement the record to meet its burden under RLUIPA. View "Nunez v. Wolf" on Justia Law

In 2001, the Commonwealth charged Robert Gene Rega with first-degree murder and other crimes for shooting a security guard, Christopher Lauth, during a robbery at the Gateway Lodge in Jefferson County, Pennsylvania. Rega, along with Shawn Bair, Raymond Fishel, and Stanford Jones, planned the robbery, while Jones’s wife, Susan, stayed at Rega’s home. During the robbery, Lauth was killed. The prosecution's case relied heavily on the testimonies of Bair, Fishel, and the Joneses, who identified Rega as the shooter. Additional evidence included a video of Rega purchasing ammunition and testimony from a friend that Rega asked for a false alibi.The Pennsylvania state court convicted Rega of first-degree murder and sentenced him to death. Rega's conviction and sentence were upheld on direct appeal and in a Post-Conviction Relief Act (PCRA) proceeding. Rega then filed a federal habeas petition. The United States District Court for the Western District of Pennsylvania denied his guilt-phase claims but granted relief from his death sentence, ordering a new sentencing hearing or life imprisonment.The United States Court of Appeals for the Third Circuit reviewed the case. Rega raised claims that the prosecutor withheld evidence in violation of Brady v. Maryland and presented false testimony in violation of Giglio v. United States and Napue v. Illinois. The Third Circuit affirmed the denial of relief on these claims, concluding that the evidence and testimony in question were not material to Rega’s murder conviction. The court found that the prosecutor’s noncommittal statements to witnesses about considering their cooperation in future plea deals did not significantly undermine their credibility, as the jury was already aware of their potential motives. Additionally, evidence of Susan Jones’s memory problems was deemed not material, as it did not sufficiently undermine her testimony or the overall case against Rega. View "Rega v. Secretary Pennsylvania Department of Corrections" on Justia Law